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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-07-16 |
| IL | RA | APPROVED | 2022-02-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Orland Park | IL | 03/2018 | 09/2021 |
| Arthur J. Gallagher | Rolling Meadows | IL | 08/2014 | 03/2018 |
| Jpmorgan Chase Bank, N.A. | Orland Park | IL | 03/2018 | 09/2021 |
| Nikmarr, Inc. | Forest Park | IL | 08/2013 | 10/2023 |
| Four G'S | Orland Park | IL | 10/2009 | 08/2021 |
| J.P. Morgan Securities Llc | Downers Grove | IL | 07/2022 | Present |
| J.P. Morgan Securities Llc | Orland Park | IL | 09/2021 | 07/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-30 |
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