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Caleb Jacob Schmidt

LPl Financial LLC

Delafield, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-10-19
  • WI RA
    APPROVED
    Since 2021-10-19

Branch Locations

394 Williamstowne Ste 102, Delafield, WI 53018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2018 10/2021
Eaton Corporation Waukesha WI 06/2006 03/2018
Lpl Financial Llc Delafield WI 10/2021 Present
  • 04/2018 → 10/2021
    St Louis, MO
  • 06/2006 → 03/2018
    Eaton Corporation
    Waukesha, WI
  • 10/2021 → Present
    Delafield, WI
Previous Registrations
  • 2018-06-01 → 2021-10-14
    Wales, WI
    Waukesha, WI
    St Louis, MO
    Waukesha, WI
    Waukesha, WI
    Lake Geneva, WI
Other Businesses

1) 10/2021- RYNEARSON FINANCIAL STRATEGIES -DBA for LPL Business (entity for LPL business)- inv. related- DELAFIELD, WI 2) 04/01/2024 - Kwik Trip - Outside/W-2 Employment - Cashier - Not Investment Related - WI - Start Date 03/18/2024 - 90 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-31
  • S66 Uniform Combined State Law Examination
    2018-05-31

View on SEC IAPD

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