Timothy Jon Finkelston

Employer firm

Newedge Advisors CRD 171351

$43.2B regulatory AUM 122 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → Present
  Lpl Financial Llc
  Columbia, MD
• 07/1998 → Present
  Columbia Benefits Consultants, Inc.
  Columbia, MD
• 04/2024 → Present
  Newedge Advisors, Llc.
  New Orleans, LA

Previous Registrations

• 2002-03-11 → 2011-05-12
  Intervest International, Inc.
  Columbia, MD

Other Businesses

1. 1/31/2013: Finkelston Law Office - Not Investment Related - Legal Services - Time Spent 0% - Licensed to practice law in both Pennsylvania and Maryland and keep licenses active. Do not provide any legal services or receive compensation. 2. 9/16/2016: EBH, Inc. dba Delta One Advisors - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/2016 - 5 Hours Per Month During Securities Trading - Role is to prospect for life insurance clients. Paid at the carrier level. Not an owner of the entity. 3. 08/15/2024 - The Columbia Advisory Group - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 08/01/2014 - 40 Hours Per Month/ 8 Hours during Trading 4. 08/15/2024 - NewEdge Advisors - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 06/26/2024 - 40 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through NewEdge Advisors, an independent investment advisor firm. I started this business activity in 06/2024. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 03/03/2026 - The Columbia Advisory Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/01/2014 - 200 hours per month/ 8 hours during trading 6. 03/04/2026 - Columbia Benefits Consultants, Inc. - Third Party Administrator (TPA) - Investment Related - At Reported Business Location(s) - Start Date 07/01/1998 - 60 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-01-11
• S63 Uniform Securities Agent State Law Examination
  1998-11-06