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Hannah Ramos

J.P. Morgan Securities LLC

Tempe, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-08-06
TX RA APPROVED 2024-07-31
  • AZ RA
    APPROVED
    Since 2024-08-06
  • TX RA
    APPROVED
    Since 2024-07-31

Branch Locations

150 University 4Th Floor, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Los Angeles CA 02/2015 12/2021
Wells Fargo Clearing Services, Llc Los Angeles CA 03/2018 12/2021
The Vanguard Group Scottsdale AZ 12/2021 10/2022
Wells Fargo Clearing Services, Llc Chandler AZ 10/2022 05/2024
Wells Fargo Bank, Na Chandler AZ 10/2022 05/2024
Vanguard Marketing Corporation Scottsdale AZ 12/2021 10/2022
J.P. Morgan Securities Llc Tempe AZ 07/2024 Present
Jpmorgan Chase Bank, N.A. Tempe AZ 07/2024 Present
Unemployed Scottsdale AZ 06/2024 06/2024
  • 02/2015 → 12/2021
    Wells Fargo Bank Na
    Los Angeles, CA
  • 03/2018 → 12/2021
    Wells Fargo Clearing Services, Llc
    Los Angeles, CA
  • 12/2021 → 10/2022
    The Vanguard Group
    Scottsdale, AZ
  • 10/2022 → 05/2024
    Wells Fargo Clearing Services, Llc
    Chandler, AZ
  • 10/2022 → 05/2024
    Wells Fargo Bank, Na
    Chandler, AZ
  • 12/2021 → 10/2022
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 07/2024 → Present
    J.P. Morgan Securities Llc
    Tempe, AZ
  • 07/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Tempe, AZ
  • 06/2024 → 06/2024
    Unemployed
    Scottsdale, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-19
S63 Uniform Securities Agent State Law Examination 2018-08-16
  • S66 Uniform Combined State Law Examination
    2023-01-19
  • S63 Uniform Securities Agent State Law Examination
    2018-08-16
Other Names
  • Hannahnicchica Ramos
  • Hannah Nicchica Refe Ramos
  • Hannah Ramos
  • Hannah Nicchica Ramos
  • Hannah Nicchica
  • Hannahnicchica R Ramos
  • Hannah Nicchica Ramos

View on SEC IAPD

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