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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-11-20 |
Branch Locations
1400 Civic Place Suite 200, Southlake, TX 76092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Irving | TX | 03/2018 | 07/2018 |
| Eam Partners L.P | Southlake | TX | 01/2010 | 08/2017 |
| Unemployed | Keller | TX | 09/2017 | 03/2018 |
| The Prudential Insurance Company Of America | Irving | TX | 05/2018 | 07/2018 |
| Morgan Stanley | Southlake | TX | 09/2018 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 11/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-29 |
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