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Nicholas Steven Proksch

U.S. Bancorp Advisors, LLC

Evergreen, CO

Golden, CO

Denver, CO

Norwood, CO

Telluride, CO

Denver, CO

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-02-13
TX RA APPROVED 2026-02-13
  • CO RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED
    Since 2026-02-13

Branch Locations

2922 Evergreen Pkwy, Evergreen, CO 80439 • United States

1801 Jackson, Golden, CO 80401 • United States

2555 S Colorado Blvd, Denver, CO 80222 • United States

1640 Grand Ave, Norwood, CO 81423 • United States

238 E Colorado Ave, Telluride, CO 81435 • United States

3480 W 38Th Ave, Denver, CO 80211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bank Denver CO 06/2016 08/2024
U.S. Bancorp Investments, Inc. Denver CO 03/2018 02/2026
U.S. Bancorp Advisors, Llc Denver CO 02/2026 Present
Previous Registrations
  • 2024-05-29 → 2026-02-13
    U.S. Bancorp Investments, Inc.
    Saint Paul, MN
    Denver, CO
    Broomfield, CO
    Denver, CO
    Telluride, CO
    Evergreen, CO
    Delta, CO
    Golden, CO
    Norwood, CO
    Aurora, CO
    Denver, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-28
S63 Uniform Securities Agent State Law Examination 2018-04-30
  • S65 Uniform Investment Adviser Law Examination
    2024-05-28
  • S63 Uniform Securities Agent State Law Examination
    2018-04-30

View on SEC IAPD

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