Gerd Jon Bents

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2021-10-04

MN RA
APPROVED

Since 2021-10-04

Branch Locations

Providence, RI • United States

500 Exchange Street Suite 1102, Providence, RI 02903-2637 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gethsemane Lutheran Church And School	Saint Paul	MN	08/2017	10/2017
Light Of The World Lutheran Church	Rosemount	MN	03/2016	08/2017
Transforming Community	St Paul	MN	03/2011	12/2017
Strop And Paddle	Saint Paul	MN	12/2016	02/2018
Oei	Saint Paul	MN	02/2018	08/2020
Northwestern Mutual Life Insurance Company	Milwaukee	WI	04/2018	08/2020
Northwestern Mutual Investment Services Llc	Lake Elmo	MN	04/2018	08/2020
Northwestern Mutual Wealth Management Company	Milwaukee	WI	12/2018	08/2020
Purshe Kaplan Sterling Investments	Albany	NY	09/2020	09/2021
Thrivent Advisor Network, Llc D/B/A Landmark Wealth Management	Lake Elmo	MN	08/2020	09/2021
Rbc Capital Markets, Llc	Minneapolis	MN	09/2021	Present

08/2017 → 10/2017

Gethsemane Lutheran Church And School

Saint Paul, MN
03/2016 → 08/2017

Light Of The World Lutheran Church

Rosemount, MN
03/2011 → 12/2017

Transforming Community

St Paul, MN
12/2016 → 02/2018

Strop And Paddle

Saint Paul, MN
02/2018 → 08/2020

Oei

Saint Paul, MN
04/2018 → 08/2020

Northwestern Mutual Life Insurance Company

Milwaukee, WI
04/2018 → 08/2020

Northwestern Mutual Investment Services Llc

Lake Elmo, MN
12/2018 → 08/2020

Northwestern Mutual Wealth Management Company

Milwaukee, WI
09/2020 → 09/2021

Purshe Kaplan Sterling Investments

Albany, NY
08/2020 → 09/2021

Thrivent Advisor Network, Llc D/B/A Landmark Wealth Management

Lake Elmo, MN
09/2021 → Present

Rbc Capital Markets, Llc

Minneapolis, MN

Previous Registrations

2021-01-19 → 2021-09-30

Thrivent Advisor Network, Llc

Minneapolis, MN

Lake Elmo, MN

Other Businesses

1) THE DRAWER. NOT INVESTMENT RELATED. LOCATED AT 14147 AUTUMNWOOD WAY, ROSEMOUNT MN 55068. NON PROFIT BUSINESS. TITLE IS VICE PRESIDENT OF BOARD. STARTED 01/2018. DEVOTED LESS THAN 10 HRS/WK - 0 DURING TRADING. DUTIES ARE ADMINISTRATIVE. 2) SYGYGY, LLC. NOT INVESTMENT RELATED. LOCATED AT 3512 STERLING HEIGHTS DRRIVE, #1, RIVER FALLS WI 54022. ONLINE ADVERTISING BUSINESS. TITLE IS OWNER. STARTED 01/2020. 10 HRS/MO DEVOTED - 0 DURING TRADING. DUTIES ARE ADMINISTRATIVE. 3) Gerd Bents Rental Condo Property. Non-Investment Related. 3512 Sterling Heights Drive 1, River Falls, WI 54022. Rental Home, owner. Start 11/2020. 1hr/mo, none during trading hours. Receive rent, pay bills. 4) Name of Entity: Syzygy LLC Address: 115 S. Dallas Street River Falls Wisconsin 54022 Investment/Not Investment Related: No Business Description: Private Company Start Date: Jun 17, 2020 Capacity: Sole Proprietor Duties: Book sales, coaching - all non-finance industry related. Hours Devoted Per Month: 0 - 4 Hours Hours Devoted During Securities Hours Per Month: 0 - 4 Hours

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-11-12
S63	Uniform Securities Agent State Law Examination	2018-05-01

S66 Uniform Combined State Law Examination

2020-11-12
S63 Uniform Securities Agent State Law Examination

2018-05-01

Other Names

Jon Bents

View on SEC IAPD