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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-03 |
Branch Locations
1 Marina Park Drive Ste 1600, Boston, MA 02210-1832 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dente Enterprise | Ashland | MA | 06/2014 | 09/2017 |
| Northwestern Mutual Life Insurance Company | Boston | MA | 08/2018 | 12/2024 |
| Northwestern Mutual Investment Services Llc | Boston | MA | 03/2018 | 12/2024 |
| Plymouth State University | Plymouth | NH | 08/2014 | 08/2018 |
| Northwestern Mutual Wealth Management Company | Boston | MA | 08/2019 | 12/2024 |
| Massmutual Life Insurance Co | Boston | MA | 11/2024 | Present |
| Mml Investors Services, Llc | Boston | MA | 01/2025 | Present |
NAME: COMMONWEALTH P&C INV REL: Y ADD: 1 MARINA PARK DRIVE, BOSTON, MA 02210 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 01/15/2025 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 2 DUTIES: PROPERTY AND CASUALTY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-15 |
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