Justin Smith

J.P. Morgan Securities LLC

Claim This Profile

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-11-28
UT	RA	APPROVED	2023-09-22

TX RA
APPROVED_RES

Since 2023-11-28
UT RA
APPROVED

Since 2023-09-22

Branch Locations

252 E. 12300 South, Draper, UT 84020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Clearfield	UT	03/2018	09/2023
Scott Balling Engineering	Bountiful	UT	05/2017	09/2017
Unemployed	Houston	TX	09/2015	04/2017
Dorne J Hall	Clearfield	UT	03/2018	09/2023
Ameriprise Financial Llc	Clearfield	UT	03/2018	09/2023
Unemployed	Clearfield	UT	10/2017	02/2018
J.P. Morgan Securities Llc	Draper	UT	09/2023	Present
Jpmorgan Chase Bank, N.A.	Draper	UT	09/2023	Present

03/2018 → 09/2023

Ameriprise Financial Services, Llc

Clearfield, UT
05/2017 → 09/2017

Scott Balling Engineering

Bountiful, UT
09/2015 → 04/2017

Unemployed

Houston, TX
03/2018 → 09/2023

Dorne J Hall

Clearfield, UT
03/2018 → 09/2023

Ameriprise Financial Llc

Clearfield, UT
10/2017 → 02/2018

Unemployed

Clearfield, UT
09/2023 → Present

J.P. Morgan Securities Llc

Draper, UT
09/2023 → Present

Jpmorgan Chase Bank, N.A.

Draper, UT

Previous Registrations

2021-08-03 → 2023-09-22

Ameriprise Financial Services, Llc

Clearfield, UT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-07-16

S66 Uniform Combined State Law Examination

2021-07-16

Other Names

Justin Smith
Justin A Smith
Justin Alexander Smith

View on SEC IAPD

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