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Petaluma, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dobson Asset Management | Petaluma | CA | 04/2017 | 07/2018 |
| San Francisco Baykeeper | Oakland | CA | 01/2017 | 06/2017 |
| Extended Travel | Quito | 08/2016 | 01/2017 | |
| Cambridge Investment Research, Inc. | Walnut Creek | CA | 01/2020 | 07/2024 |
| Communitas Financial Planning | Oakland | CA | 07/2018 | 07/2019 |
| Cambridge Investment Research Advisors, Inc. | Walnut Creek | CA | 01/2022 | 07/2024 |
| Riverwest Financial Llc | Pelaluma | CA | 11/2025 | Present |
| Self Employed | Petaluma | CA | 07/2023 | 10/2025 |
| Unemployed | N/A | XX | 08/2019 | 12/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-12 |
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