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Stapleton Asset Management, LLC CRD 323703
$31.1M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Franklin, TN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-04-02 |
| TN | RA | APPROVED | 2025-04-02 |
| IL | RA | APPROVED | 2024-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Asset Management | Saint Paul | MN | 04/2012 | 02/2020 |
| Securian Asset Management | Saint Paul | MN | 02/2020 | 12/2022 |
| Stapleton Asset Management | Franklin | TN | 12/2022 | Present |
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