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Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2023-06-06
  • SD RA
    APPROVED
    Since 2023-06-06

Branch Locations

Sioux Falls, SD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2018 12/2019
T-Mobile Us Edina MN 04/2005 10/2017
Unemployed Shakopee MN 10/2017 04/2018
Transamerica Investors Securities Corporation St. Paul MN 01/2020 Present
Trasamerica Life Insurance Company St. Paul MN 01/2020 Present
  • 04/2018 → 12/2019
    St Louis, MO
  • 04/2005 → 10/2017
    T-Mobile Us
    Edina, MN
  • 10/2017 → 04/2018
    Unemployed
    Shakopee, MN
  • 01/2020 → Present
    Transamerica Investors Securities Corporation
    St. Paul, MN
  • 01/2020 → Present
    Trasamerica Life Insurance Company
    St. Paul, MN
Previous Registrations
  • 2018-08-31 → 2019-12-03
    Shakopee, MN
    St Louis, MO
    Circle Pines, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-30
  • S66 Uniform Combined State Law Examination
    2018-08-30
Other Names
  • Donald John Baron
  • Donald Baron

View on SEC IAPD

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