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Matthew Charles Gaughan

Ameriprise Financial Services, LLC

Wynnewood, PA

Plymouth Meeting, PA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-04-25
  • PA RA
    APPROVED
    Since 2025-04-25

Branch Locations

Wynnewood, PA • United States

5 E Germantown Pike, Plymouth Meeting, PA 19462-1539 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2018 04/2025
Levin Sedran & Berman Philadelphia PA 12/2005 03/2018
Ameriprise Financial Services Llc Plymouth Meeting PA 04/2025 Present
Previous Registrations
  • 2018-05-31 → 2025-04-28
    Edward Jones
    Wynnewood, PA
    St Louis, MO
    King Of Prussia, PA
    Wynnewood, PA
    Bryn Mawr, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-30
  • S66 Uniform Combined State Law Examination
    2018-05-30
Designations

View on SEC IAPD

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