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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-07-21 |
| AZ | RA | APPROVED | 2026-07-17 |
| AR | RA | APPROVED | 2026-07-17 |
| IL | RA | APPROVED | 2026-07-17 |
| MI | RA | APPROVED | 2026-07-17 |
| NC | RA | APPROVED | 2026-07-17 |
| VA | RA | APPROVED | 2026-07-17 |
| CA | RA | APPROVED | 2026-07-16 |
| CO | RA | APPROVED | 2026-07-16 |
| FL | RA | APPROVED | 2026-07-16 |
| HI | RA | APPROVED | 2026-07-16 |
| MT | RA | APPROVED | 2026-07-16 |
| NH | RA | APPROVED | 2026-07-16 |
| OK | RA | APPROVED | 2026-07-16 |
| RI | RA | APPROVED | 2026-07-16 |
| VT | RA | APPROVED | 2026-07-16 |
| CT | RA | APPROVED | 2026-07-15 |
| DE | RA | APPROVED | 2026-07-15 |
| IN | RA | APPROVED | 2026-07-15 |
| IA | RA | APPROVED | 2026-07-15 |
| ME | RA | APPROVED | 2026-07-15 |
| MD | RA | APPROVED | 2026-07-15 |
| MN | RA | APPROVED | 2026-07-15 |
| MO | RA | APPROVED | 2026-07-15 |
| NJ | RA | APPROVED | 2026-07-15 |
| NY | RA | APPROVED | 2026-07-15 |
| OH | RA | APPROVED | 2026-07-15 |
| UT | RA | APPROVED | 2026-07-15 |
| WA | RA | APPROVED | 2026-07-15 |
| SC | RA | APPROVED | 2023-02-23 |
Branch Locations
200 Carolina Point Parkway 4Th Floor, Greenville, SC 29607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Portland | OR | 03/2018 | 08/2019 |
| Jpmorgan Chase Bank, N.A | Portland | OR | 03/2018 | 08/2019 |
| Bank Of America | Portland | OR | 09/2016 | 03/2018 |
| Wells Fargo Na | Beaverton | OR | 08/2016 | 09/2016 |
| Wells Fargo Clearing Services, Llc | Easley | SC | 09/2019 | 11/2020 |
| Wells Fargo Bank, Na | Easley | SC | 09/2019 | 11/2020 |
| Jp Morgan Chase Bank | Greenville | SC | 11/2020 | 02/2023 |
| Jp Morgan Securities Llc | Greenville | SC | 11/2020 | 02/2023 |
| Td Bank N.A. | Greenville | SC | 02/2023 | Present |
| Td Private Client Wealth Llc | Greenville | SC | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-19 |
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