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300 Conshohocken State Road Suite 230, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-03-09 |
| TX | RA | APPROVED | 2020-03-09 |
Branch Locations
300 Conshohocken State Road Suite 230, Conshohocken, PA 19428 • United States
Bryn Mawr, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Eastern University | St. Davids | PA | 06/2016 | 04/2018 |
| Compass Ion Advisors, Llc | Conshohocken | PA | 03/2018 | Present |
NAME OF OBA: HEARTWOOD FOUNDATION; ADDRESS OF OBA: KING OF PRUSSIA, PA 19406; NATURE: EDUCATION NON-PROFIT; INVESTMENT RELATED: NO; RELATIONSHIP WITH OBA: FOUNDER/DIRECTOR; DUTIES: DEVELOPING AND EXECUTING EDUCATION-RELATED PROJECTS AND OPPORTUNITIES; START DATE: 01/18/2024; APPROX. NUMBER OF HOURS/MONTH: 5; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 2
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-02-19 |
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