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Evan Guest

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-13
NC RA APPROVED 2023-01-30
  • TX RA
    APPROVED
    Since 2023-03-13
  • NC RA
    APPROVED
    Since 2023-01-30

Branch Locations

6000 Fairview Rd, Charlotte, NC 28210 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Metals, Inc. Huntersville NC 05/2015 11/2017
Unemployed Charlotte NC 11/2017 02/2018
Brighthouse Securities Llc Charlotte NC 02/2018 01/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 01/2022 Present
Bank Of America, N.A. Charlotte NC 04/2022 Present
  • 05/2015 → 11/2017
    U.S. Metals, Inc.
    Huntersville, NC
  • 11/2017 → 02/2018
    Unemployed
    Charlotte, NC
  • 02/2018 → 01/2022
    Brighthouse Securities Llc
    Charlotte, NC
  • 01/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Charlotte, NC
  • 04/2022 → Present
    Bank Of America, N.A.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-23
S63 Uniform Securities Agent State Law Examination 2018-08-13
  • S66 Uniform Combined State Law Examination
    2023-01-23
  • S63 Uniform Securities Agent State Law Examination
    2018-08-13
Other Names
  • Evan Guest
  • Evan Taylor Guest

View on SEC IAPD

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