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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-08 |
Branch Locations
6500 International Parkway Suite 2050, Plano, TX 75093 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Willoughby | OH | 01/2008 | 05/2018 |
| Union Home Mortgage | Strongsville | OH | 05/2017 | 08/2017 |
| Axa Advisors, Llc | New York | NY | 07/2018 | 10/2018 |
| Citizens Bank | Willoughby | OH | 10/2018 | 10/2019 |
| Citizens Securities, Inc | Canton | MA | 10/2018 | 10/2019 |
| Fisher Investments | Plano | TX | 10/2022 | Present |
| Hightower Advisors, Llc | Chicago | IL | 10/2019 | 09/2022 |
Victoriam Digital, LLC Non investment related 38761 Edward Walsh Dr., Willoughby, OH 44094 Internet Marketing/Websites Owner Owner/Proprietor 6/18/2022 0-10 hrs/month 0 hrs during trading hours Business is mostly passive. Websites generate leads for small business owners. My duties require making sure these leads are acted on and websites function properly.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-10 |
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