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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-07-22 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
3801 Pga Blvd Ste 500, Palm Beach Gardens, FL 33410 • United States
Boynton Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boca Raton | FL | 05/2020 | 07/2021 |
| Jpmorgan Chase & Co. | Newark | DE | 07/2017 | 05/2020 |
| Monmouth University - Full Time Student | West Long Branch | NJ | 09/2013 | 07/2017 |
| Bank Of America N.A. | Boca Raton | FL | 06/2020 | 07/2021 |
| Ameriprise Financial Services, Llc | Palm Beach Gardens | FL | 07/2021 | Present |
Independent Insurance Brokering; American National; 08/17/2023; Fixed Annuity / United of Omaha; 08/17/2023; Fixed Annuity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-03 |
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