Brian David Kraus

Employer firm

Kraus Capital Management, LLC CRD 282797

$72.9M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2008 → Present
  Kraus Capital Management, Llc
  San Antonio, TX
• 09/2015 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2008-12-02 → 2016-03-03
  Securities America Advisors, Inc.
  La Vista, NE
  San Antonio, TX
• 2004-02-24 → 2008-12-01
  Allworth Financial, L.P.
  Sacramento, CA
  Folsom, CA
  San Antonio, TX
  San Antonio, TX

Other Businesses

1. Kraus Capital Management. Yes. See Registered Branch Location. Investment management, financial planning. Founder/CEO. 03/02/2016. 160 hrs./month. All. Investment management, financial planning, meeting with clients, research. 2. PKS Financial Services. Investment Related. 80 State Street, Albany, NY 12207. Fixed Insurance. Agent. 03/2017. 5 Hrs/Mo; All During Trading Hours. Offer Fixed Insurance Solutions to Clients. 3. Fixed Insurance; Yes; Registered Branch Office Location; Fixed Insurance; Agent; 04/2019; 4/hrs Mo; 0 during trading; Fixed Annuities Sales.

Exams

• S66 Uniform Combined State Law Examination
  1999-04-26

Designations

• Certified Financial Planner

Other Names

• Brian D Kraus