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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2008-11-07 |
| TX | RA | APPROVED | 2008-11-07 |
Branch Locations
600 Washington Blvd 9Th Floor, Stamford, CT 06901 • United States
100 West Putnam Avenue 2Nd Floor, Greenwich, CT 06830 • United States
Newtown, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Stamford | CT | 11/2008 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-01-24 |
| S66 | Uniform Combined State Law Examination | 1999-05-05 |
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