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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-06
CA RA APPROVED 2019-09-27
  • TX RA
    APPROVED
    Since 2020-01-06
  • CA RA
    APPROVED
    Since 2019-09-27

Branch Locations

501 E Main St, Turlock, CA 95380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Solarcity Corporation San Mateo CA 10/2014 07/2017
Morgan Stanley San Jose CA 02/2018 06/2018
Unemployed Manteca CA 06/2017 02/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pleasanton CA 01/2019 08/2019
Unemployed Union City CA 06/2018 07/2018
Forest Hill Management Berkeley CA 07/2018 10/2018
Unemployed Union City CA 10/2018 12/2018
Chess Wizards Chicago IL 12/2018 09/2019
Bank Of America, N.A. Pleasanton CA 01/2019 08/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Castro Valley CA 08/2019 Present
Bank Of America, N.A. Castro Valley CA 08/2019 Present
  • 10/2014 → 07/2017
    Solarcity Corporation
    San Mateo, CA
  • 02/2018 → 06/2018
    Morgan Stanley
    San Jose, CA
  • 06/2017 → 02/2018
    Unemployed
    Manteca, CA
  • 01/2019 → 08/2019
    Pleasanton, CA
  • 06/2018 → 07/2018
    Unemployed
    Union City, CA
  • 07/2018 → 10/2018
    Forest Hill Management
    Berkeley, CA
  • 10/2018 → 12/2018
    Unemployed
    Union City, CA
  • 12/2018 → 09/2019
    Chess Wizards
    Chicago, IL
  • 01/2019 → 08/2019
    Bank Of America, N.A.
    Pleasanton, CA
  • 08/2019 → Present
    Castro Valley, CA
  • 08/2019 → Present
    Bank Of America, N.A.
    Castro Valley, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-26
  • S66 Uniform Combined State Law Examination
    2019-09-26
Other Names
  • Darnell Matthew Simmons
  • Darnell Simmons

View on SEC IAPD

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