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Mary Stamm Daly

Independence Asset Advisors, LLC

Dublin, OH

Wynnewood, PA

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Current Employers
Independence Asset Advisors, Llc

308 E. Lancaster Avenue Suite 305, Wynnewood, PA 19096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-08-30
  • PA RA
    APPROVED
    Since 2023-08-30

Branch Locations

Dublin, OH • United States

308 E. Lancaster Avenue Suite 305, Wynnewood, PA 19096 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Columbus OH 02/2018 08/2021
American Heritage Homes Lockbourne OH 11/2017 02/2018
N/A Columbus OH 05/2017 11/2017
Affiliated Distributors Wayne PA 08/2006 05/2017
Independence Asset Advisors Wynnewood PA 09/2021 07/2023
Independence Asset Advisors Wynnewood PA 08/2023 Present
  • 02/2018 → 08/2021
    Wells Fargo Clearing Services, Llc
    Columbus, OH
  • 11/2017 → 02/2018
    American Heritage Homes
    Lockbourne, OH
  • 05/2017 → 11/2017
    N/A
    Columbus, OH
  • 08/2006 → 05/2017
    Affiliated Distributors
    Wayne, PA
  • 09/2021 → 07/2023
    Independence Asset Advisors
    Wynnewood, PA
  • 08/2023 → Present
    Independence Asset Advisors
    Wynnewood, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-17
  • S66 Uniform Combined State Law Examination
    2018-08-17
Other Names
  • Mary Elizabeth Stamm
  • Mary Daly

View on SEC IAPD

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