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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-02-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rockefeller Capital Management | Arlington | VA | 04/2024 | 08/2025 |
| Morgan Stanley | Marlton | NJ | 04/2019 | 04/2024 |
| J Benjamin Financial | Mount Pleasant | SC | 09/2017 | 04/2019 |
| The Rusty Rudder Restaurant | Mount Pleasant | SC | 06/2017 | 09/2017 |
| Hackensack Umc Fitness And Wellness | Maywood | NJ | 12/2015 | 06/2017 |
| Nolan Woodruff Strokes | Fairfax | VA | 09/2025 | 10/2025 |
| Rockefeller Financial Llc | Arlington | VA | 04/2024 | 08/2025 |
| Nolan Stokes | Fairfax | VA | 10/2025 | Present |
| Northwestern Mutual Investment Services Llc | Fairfax | VA | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-06-19 |
| S65 | Uniform Investment Adviser Law Examination | 2018-06-06 |
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