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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-04-14 |
| TX | RA | APPROVED_RES | 2026-04-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 01/2022 | 02/2026 |
| Wells Fargo Bank, Na | Charlotte | NC | 01/2014 | 02/2026 |
| The Vanguard Group, Inc. | Charlotte | NC | 03/2026 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 03/2026 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 03/2026 | Present |
| Lmi Properties, Llc | Conway | SC | 07/2024 | Present |
NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 08/2024 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS: CONWAY, SC NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 08/2024 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY NAME OF BUSINESS: LMI PROPERTIES, LLC INVESTMENT-RELATED ADDRESS: CONWAY, SC NATURE OF BUSINESS: REAL ESTATE POSITION: OWNER START DATE: 07/2024 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MANAGE RENTAL PROPERTY INCOME
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2022-05-25 |
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