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Mark Harold Bergsohn

Focus Partners Wealth, LLC

Santa Monica, CA

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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-01
IL RA APPROVED 2024-05-01
  • CA RA
    APPROVED
    Since 2024-05-01
  • IL RA
    APPROVED
    Since 2024-05-01

Branch Locations

2120 Colorado Ave Suite 100, Santa Monica, CA 90404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Interocean Capital, Llc Chicago IL 07/2015 10/2020
Interocean Capital Group, Llc Chicago IL 10/2020 05/2024
The Colony Group, Llc Boston MA 05/2024 01/2025
Focus Partners Wealth, Llc St. Louis MO 01/2025 Present
  • 07/2015 → 10/2020
    Interocean Capital, Llc
    Chicago, IL
  • 10/2020 → 05/2024
    Interocean Capital Group, Llc
    Chicago, IL
  • 05/2024 → 01/2025
    The Colony Group, Llc
    Boston, MA
  • 01/2025 → Present
    Focus Partners Wealth, Llc
    St. Louis, MO
Previous Registrations
  • 2020-10-14 → 2024-07-30
    Interocean Capital
    Chicago, IL
    Glendale, CA
    Nashville, TN
    Nashville, TN
  • 2018-04-21 → 2020-10-14
    Interocean Capital, Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-21
  • S65 Uniform Investment Adviser Law Examination
    2018-04-21
Designations
Other Names
  • Mark Bergsohn

View on SEC IAPD

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MARY CATHERINE KUSNIC
LAURA ELIZABETH LEMOINE
REBECCA KATHLEEN SHAW
KARA SUE BOCCELLA
DEVON GALINDO
Katherine L Thorsey
SUEHYUN KIM

Other Offices

VICTUS CAPITAL WEALTH · SANTA MONICA, CA
SERENUS WEALTH ADVISORS, LLC · SANTA MONICA, CA
WILSHIRE · SANTA MONICA, CA
DIMENSIONAL FUND ADVISORS LP · SANTA MONICA, CA
COMPOSITION WEALTH, LLC · SANTA MONICA, CA
OCEAN AVENUE WEALTH MANAGEMENT · SANTA MONICA, CA
A.G.P. / ALLIANCE GLOBAL PARTNERS · SANTA MONICA, CA
MANTIS CAPITAL MANAGEMENT, LLC · SANTA MONICA, CA

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