Marcus Plouzek

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2018 → Present
  Ubs Financial Services Inc.
  Lincoln, NE
• 01/2016 → 03/2018
  Companycam
  Lincoln, NE

Other Businesses

My wife and I are joint owners under the legal entity Farm Fresh Produce, LLC. The business is not investment related (garden mums and cut flowers), it is located at 9030 Sandhills Court, Lincoln NE 68526, I am a 50% partner in it but am mainly passive in operations, we started the business in April 2014, I spend less than 5 hours a month working on it at night, and zero hours working on it during trading hours. My duties mainly entail book keeping, strategic planning and order fulfillment at night. I do not earn a salary from this business. Campaign for Suzanne Geist / Lincoln United States,NE / Yes/ Suzanne Geist This is the organization for the campaign of current senator Suzanne Geist in the Nebraska Unicameral/Legislature. / / Other / Treasurer / I will be in charge of bookkeeping and filing reports detailing contribution and expenses of the campaign while Suzanne is in office and running for re-election. / Start Date Yes / No

Exams

• S66 Uniform Combined State Law Examination
  2018-05-07