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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-09 |
| OK | RA | APPROVED | 2005-01-05 |
| AR | RA | APPROVED | 1999-04-09 |
Branch Locations
101 Dentista Dr Ste K, Hot Springs Village, AR 71909 • United States
36 Rahling Cir Ste 2, Little Rock, AR 72223-9187 • United States
4200 E Skelly Dr Ste 1015, Tulsa, OK 74135-3241 • United States
Little Rock, AR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Little Rock | AR | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Little Rock | AR | 03/2020 | Present |
Other Business Activities; Oaktree Premier Management Services, LLC; Administrative services; 36 Rahling Cir, Ste 2, Little Rock, AR 72223, ,; Not Investment-Related; 01/01/2019; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-04-05 |
| S65 | Uniform Investment Adviser Law Examination | 1999-03-29 |
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