Best Investors Account Sign in

Saly Yaritza Ortiz

Ameriprise Financial Services, LLC

Chicago, IL

Melbourne, FL

Winter Park, FL

CRD 6921941

Claim This Profile
Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-07-26
TX RA APPROVED 2020-03-17
IL RA APPROVED 2019-10-10
  • FL RA
    APPROVED
    Since 2021-07-26
  • TX RA
    APPROVED
    Since 2020-03-17
  • IL RA
    APPROVED
    Since 2019-10-10

Branch Locations

227 W Monroe St Ste 3700, Chicago, IL 60606-5067 • United States

6767 N Wickham Rd Ste A107, Melbourne, FL 32940-2031 • United States

Winter Park, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Inc Chicago IL 03/2018 03/2020
Banco Popular De Puerto Rico Santa Isabel PR 06/2016 02/2018
Ameriprise Financial Services, Llc Orlando FL 03/2020 Present
  • 03/2018 → 03/2020
    Ameriprise Financial Services Inc
    Chicago, IL
  • 06/2016 → 02/2018
    Banco Popular De Puerto Rico
    Santa Isabel, PR
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Orlando, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-03
  • S66 Uniform Combined State Law Examination
    2019-08-03
Other Names
  • Saly Yaritza Ortiz Vicente

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor