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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
1233 West Loop South Suite 1100, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Houston | TX | 08/2003 | 11/2024 |
| Prudential Insurance Company Of America | Houston | TX | 08/2003 | Present |
| Lpl Enterprise, Llc | Houston | TX | 11/2024 | Present |
1) 12/14/2024-Manuel Aragon-Health Insurance broker-Non-Variable Insurance-Inv related-At Humble, TX-Start date 01/01/1999-5hrs/mth-5hrs/mth during trading 2) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-25 |
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