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N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-14 |
Branch Locations
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
Norwalk, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | St. Petersburg | FL | 03/2018 | 03/2024 |
| World Financial Group, Inc. (Wfg) | Johns Creek | GA | 09/2017 | 03/2024 |
| Body And Soul Hair Salon | Long Beach | CA | 06/1997 | Present |
| Maxcap Properties F/K/A Vitae Homes | Signal Hill | CA | 09/2015 | 10/2017 |
| Wfg Direct | Torrance | CA | 08/2021 | 03/2024 |
| Synergy Financial | Torrance | CA | 07/2020 | 03/2024 |
| Global View Capital Management, Llc | Waukesha | WI | 03/2024 | Present |
| Experior Financial Group | Cheektowaga | NY | 12/2023 | Present |
| Global View Capital Advisors, Llc | Waukesha | WI | 12/2023 | Present |
[1] BODY AND SOUL HAIR SALON; NOT INVESTMENT RELATED; ADDRESS: 423 LONG BEACH BOULEVARD, LONG BEACH, CA 90807; PH: 562.256.6737; NATURE: HAIR SERVICES; POSITION: OWNER-OPERATOR AND BARBER; STARTED: JUNE 1997; APPROX. 10-20 HRS/MO DURING TRADING HOURS; APPROX. 10 HRS/MO OUTSIDE TRADING HOURS; RESPONSIBILITIES: HAIR STYLING BARBER. [2] EXPERIOR FINANCIAL GROUP, INC.; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: 300 AIRBORNE PARKWAY, SUITE 208, CHEEKTOWAGO, NY 14225; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 12.09.2023; APPROX. 25 HRS/MONTH DURING TRADING HOURS; APPROX. 25 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKET, EDUCATE AND SELL LIFE PRODUCTS INCLUDING FIXED AND INDEXED ANNUITIES FOR MULTIPLE PROVIDER COMPANIES AND SERVICE CLIENTS AS WELL AS OFFERING PROVIDER LEGAL SERVICES FOR WILLS, TRUSTS, ETC. [3] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 12.18.2023; APPROX. 20 ADVISORY HRS/MONTH DURING TRADING HOURS; APPROX. _80 ADVISORY HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. MR. EDWARDS JR. IS NOT A GVCI AGENT. [4] LEGALSHIELD; NOT INVESTMENT RELATED; ADDRESS: ONE PREPAID WAY, ADA, OK 74820; NATURE: LEGAL SERVICES; POSITION: AGENT; STARTED: 03.05.2024; APPROX. 2 HRS/MO DURING TRADING HOURS; APPROX. 2 HRS/MO OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKET AND REFER CLIENTS FOR ESTATE PLANNING SERVICES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 2018-05-01 |
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