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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-06 |
| FL | RA | APPROVED | 2020-02-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Longwood | FL | 01/2016 | 08/2019 |
| Wells Fargo Clearing Services, Llc | Longwood | FL | 03/2018 | 08/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Orlando | FL | 11/2019 | Present |
| Bank Of America, N.A. | Orlando | FL | 12/2019 | Present |
I*465799 Entity Type: Charitable Name: ECO Young Professionals Committee Investment related: N Address of business: Winter Park, Florida, 32792 Position, title, association: Fundraising committee Start date of relationship: 12/29/2021 Number of hours devoted: 20 hrs Yearly Number of hours devoted during trading hours: 0 Duties: Collaborate with local young professionals to raise awareness and funds for the Conductive Education Center of Orlando, a school for children and adults with motor disabilities, through networking, organizing fundraising events, and volunteering. I*4066327 Entity Type: For Profit Name of OBA: Hawkeye Capital Holdings Address: Winter Park, Florida, 32792 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 04/01/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: I intend to form a single, member LLC for the purpose of managing my own personal assets. No outside clients, no compensation, no securities-related activity beyond managing my own capital. Administrative management of personal funds including recordkeeping, investment decisions related to my personal assets, and maintaining the LLC's corporate formalities. No operational business activity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-08 |
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