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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-06
FL RA APPROVED 2020-02-05
  • TX RA
    APPROVED
    Since 2021-10-06
  • FL RA
    APPROVED
    Since 2020-02-05

Branch Locations

250 S Park Ave, Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Longwood FL 01/2016 08/2019
Wells Fargo Clearing Services, Llc Longwood FL 03/2018 08/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Orlando FL 11/2019 Present
Bank Of America, N.A. Orlando FL 12/2019 Present
  • 01/2016 → 08/2019
    Wells Fargo Bank, Na
    Longwood, FL
  • 03/2018 → 08/2019
    Wells Fargo Clearing Services, Llc
    Longwood, FL
  • 11/2019 → Present
    Orlando, FL
  • 12/2019 → Present
    Bank Of America, N.A.
    Orlando, FL
Other Businesses

I*465799 Entity Type: Charitable Name: ECO Young Professionals Committee Investment related: N Address of business: Winter Park, Florida, 32792 Position, title, association: Fundraising committee Start date of relationship: 12/29/2021 Number of hours devoted: 20 hrs Yearly Number of hours devoted during trading hours: 0 Duties: Collaborate with local young professionals to raise awareness and funds for the Conductive Education Center of Orlando, a school for children and adults with motor disabilities, through networking, organizing fundraising events, and volunteering. I*4066327 Entity Type: For Profit Name of OBA: Hawkeye Capital Holdings Address: Winter Park, Florida, 32792 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 04/01/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: I intend to form a single, member LLC for the purpose of managing my own personal assets. No outside clients, no compensation, no securities-related activity beyond managing my own capital. Administrative management of personal funds including recordkeeping, investment decisions related to my personal assets, and maintaining the LLC's corporate formalities. No operational business activity.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-03
S63 Uniform Securities Agent State Law Examination 2018-06-08
  • S66 Uniform Combined State Law Examination
    2020-02-03
  • S63 Uniform Securities Agent State Law Examination
    2018-06-08
Other Names
  • Trevor Mason
  • Trevor Lehane Mason

View on SEC IAPD

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