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Voya Retirement Advisors, LLC CRD 3989
$37.5B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-04-28 |
Branch Locations
One Orange Way, Windsor, CT 06095 • United States
One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-08-21 |
Branch Locations
Walnut Creek, CA • United States
San Diego, CA • United States
1030 Nevada Street Suite 203, Redlands, CA 92374 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Boston | MA | 03/2014 | 12/2018 |
| Voya Financial Advisors | Braintree | MA | 01/2015 | 05/2019 |
| Voya Financial Advisors, Inc. | San Francisco | CA | 08/2019 | Present |
| Laid Off/Severance | Braintree | MA | 06/2019 | 08/2019 |
| Voya Retirement Advisors | San Francisco | CA | 04/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-31 |
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