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Frank Walter Burianek

Cetera Investment Advisers LLC

Schaumburg, IL

Davenport, FL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-07
IL RA APPROVED 2011-12-16
  • FL RA
    APPROVED
    Since 2024-10-07
  • IL RA
    APPROVED
    Since 2011-12-16

Branch Locations

1450 American Lane 6Th Floor, Suite #650, Schaumburg, IL 60173 • United States

Davenport, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 12/2011 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2014 Present
Legend Equities Corporation Palm Beach Gardens FL 04/2015 Present
  • 12/2011 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2014 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 04/2015 → Present
    Legend Equities Corporation
    Palm Beach Gardens, FL
Previous Registrations
  • 2007-05-29 → 2011-12-21
    Citigroup Global Markets Inc.
    Chicago, IL
    Chicago, IL
    Schaumburg, IL
    Northbrook, IL
    Chicago, IL
    Crystal Lake, IL
    Palatine, IL
    Washington, DC
    Niles, IL
    Hoffman Estates, IL
    Glenview, IL
    Des Plaines, IL
    Long Island City, NY
    San Antonio, TX
    San Antonio, TX
    Crystal Lake, IL
  • 2002-06-24 → 2007-05-29
    Citicorp Investment Services
    Crystal Lake, IL
    Crystal Lake, IL
  • 1999-12-04 → 2002-04-30
    Ameriprise Financial Services, Llc
    Wilmette, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-22
S63 Uniform Securities Agent State Law Examination 1999-02-22
  • S65 Uniform Investment Adviser Law Examination
    1999-11-22
  • S63 Uniform Securities Agent State Law Examination
    1999-02-22

View on SEC IAPD

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