Stephen Joseph Pomeroy

Current Employers

Rlt Capital, Llc

Phoenix, AZ • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2018-08-15

AZ RA
APPROVED

Since 2018-08-15

Branch Locations

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rlt Capital, Llc	Phoenix	AZ	05/2014	Present
Sin Nombre Holdings, Llc	Phoenix	AZ	02/2013	Present

05/2014 → Present

Rlt Capital, Llc

Phoenix, AZ
02/2013 → Present

Sin Nombre Holdings, Llc

Phoenix, AZ

Other Businesses

Name: Sin Nombre Holdings, LLC; Investment Related: No; Address: 4708 N 30th Place, Phoenix, AZ 85016; Nature: General holding company for other income activities such as the buying and selling of domain names and collectibles on eBay; Relationship: Principal; Hours: Previously, hours varied as needed. Currently, and going forward, ~10 hours a month. 0 hours during trading hours

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-04-05

S65 Uniform Investment Adviser Law Examination

2017-04-05

Other Names

Stephen Joseph Pomeroy
Stephen J Pomeroy

View on SEC IAPD