Gary Sengle

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2003 → Present
  Gary Sengle Plumbing
  Temecula, CA
• 03/2018 → 07/2019
  Royal Alliance
  Santa Ana, CA
• 07/2019 → 09/2023
  Sagepoint Financial, Inc.
  La Jolla, CA
• 09/2023 → Present
  Osaic Wealth, Inc.
  La Jolla, CA

Previous Registrations

• 2019-07-11 → 2023-09-01
  Osaic Services, Inc.
  La Jolla, CA
• 2018-06-18 → 2019-03-15
  Osaic Wealth, Inc.
  Tustin, CA

Other Businesses

1. Gary Sengle Plumbing - Owner Residential service and repair plumbing services. 15 years in business 20-40 hours per week - this will diminish as I build my investment business. Profit and loss responsibilities as the owner. Project completion responsibilities as a technician. 2. GARY SENGLE POSITION: Speaker/Coach NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/19/2018 ADDRESS: 1759 Oceanside Blvd. #C145, Oceanside CA 92054, United States DESCRIPTION: As a public speaker I can speak about any topics. A majority of my speaking/coaching will be John Maxwell Leadership principles. I may speak to businesses, interest groups, networking groups. I have not currently scheduled or presented at any events to date. I would like to reserve the right to give outside speeches or coaching. I am fully aware that I will have to clear any of my information or presentations that be deemed investment related. I would like to develop speaking/coaching opportunities as part of my marketing plan. With the understanding that certain topics must be cleared with compliance. 3. GARY R SENGLE POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 09/14/2016 ADDRESS: 4225 Executive Square, Suite 120, La Jolla CA 92037, United States DESCRIPTION: I provide fixed insurance products to clients based upon their needs and if appropriate. 4. MAXFLOW PLUMBING POSITION: owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 32 START DATE: 01/01/2002 ADDRESS: 1759 Oceanside Blvd., #C145, Oceanside CA 92054, United States DESCRIPTION: Plumbing service and repair performed mostly on weekends. Bathroom and kitchen remodels.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-06-15
• S63 Uniform Securities Agent State Law Examination
  2018-04-30

Other Names

• Gary Robert Sengle