Eric Dudik

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2021-09-01
PA	RA	APPROVED	2021-02-25

IN RA
APPROVED

Since 2021-09-01
PA RA
APPROVED

Since 2021-02-25

Branch Locations

Jeannette, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	03/2018	02/2021
Integrity Retirement And Estate Advisors	Greensburg	PA	09/2017	03/2018
Unemployed	North Huntingdon	PA	03/2017	09/2017
Belair Health And Rehabilitation	Lower Burrell	PA	09/2016	03/2017
Lpl Financial, Llc	North Huntingdon	PA	02/2021	Present

03/2018 → 02/2021

Edward Jones

St Louis, MO
09/2017 → 03/2018

Integrity Retirement And Estate Advisors

Greensburg, PA
03/2017 → 09/2017

Unemployed

North Huntingdon, PA
09/2016 → 03/2017

Belair Health And Rehabilitation

Lower Burrell, PA
02/2021 → Present

Lpl Financial, Llc

North Huntingdon, PA

Previous Registrations

2018-05-11 → 2021-02-26

Edward Jones

Pittsburgh, PA

North Huntingdon, PA

St Louis, MO

Other Businesses

1) 02/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - BLACK TULIP - INVESTMENT RELATED - NORTH HUNTINGDON, PA 2) 01/21/2022 - Commonwealth Financial - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/01/2022 - 0 Hours Per Month/0 Hours During Securities Trading. 3) 05/3/2024 - 3Step Sports - Non-Inv Related - Indianapolis, IN - Outside/W-2 Employment - Coaching volleyball - Started: 5/21/2024 - 40 Hrs/Mo; 0 Hrs During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-05-10

S66 Uniform Combined State Law Examination

2018-05-10

Other Names

Eric Michael Dudik

View on SEC IAPD