Misty Nicole Escobedo

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2018 → 01/2026
  Ubs Financial Services Inc.
  Los Angeles, CA
• 06/2016 → 05/2018
  Broadway Lock And Key
  Whittier, CA
• 01/2026 → Present
  Rbc Capital Markets, Llc
  Los Angeles, CA

Previous Registrations

• 2022-04-28 → 2026-01-20
  Ubs Financial Services Inc.
  Los Angeles, CA
  Pasadena, CA
  Seal Beach, CA

Other Businesses

(1) NAME OF ENTITY: 1st Phorm International, LLC ADDRESS: 2091 Fenton Logistics Park, Fenton, Missouri 63026 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jan 02, 2021 CAPACITY: Other DUTIES: As a rep for 1st Phorm, my role is to use their products and sell them for a commission. 10% of every sale. Their supplements range from protein powder to energy drinks. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (2) NAME OF ENTITY: Ground Zero Fitness ADDRESS: 15320 Whittier Blvd, Whittier, California 90603 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Jun 02, 2025 CAPACITY: Other DUTIES: My job is to coach HIIT (High-Intensity Interval Training) classes. I am a certified personal trainer. In my role, I demonstrate proper form for exercises to prevent injury, motivate clients, and provide modified exercises when necessary. Programming of workouts is my responsibility. I am paid hourly in the amount of $20 and typically work 3-4 hours weekly. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S66 Uniform Combined State Law Examination
  2022-04-28