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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-07 |
Branch Locations
11111 Katy Freeway Ste #100, Houston, TX 77079 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Houston | TX | 03/2018 | 02/2022 |
| Transamerica Financial Advisors | Houston | TX | 02/2024 | Present |
| World Financial Group, Inc. | Houston | TX | 07/2015 | Present |
| Windham School District | Huntsville | TX | 06/2014 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). WINDHAM SCHOOL DISTRICT/Investment Related - No/804 FM 2921 rd. W. Huntsville, Texas 77320/Library Services/Librarian Asst./06.2014/160/0/Ensure smooth operation of Library and provide consultative services to teachers, students, and General population.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-28 |
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