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Alicia Shatora Smith

Pfs Investments Inc.

Bellaire, TX

Rosharon, TX

CRD 6920831

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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-06-22
  • TX RA
    APPROVED
    Since 2020-06-22

Branch Locations

5909 W Loop S. Suite 455-A, Bellaire, TX 77401 • United States

Rosharon, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfsi Investment Inc. Sugar Land TX 04/2018 08/2019
Jordan Cove Lng, Llc Houston TX 11/2017 04/2020
Blazek & Vetterling Llp Houston TX 08/2017 11/2017
Unemployed Houston TX 05/2017 08/2017
Hines Limited Partnership Houston TX 06/2014 05/2017
Primerica Financial Services Bellaire TX 10/2017 Present
Pfs Investments Inc. Bellaire TX 05/2020 Present
  • 04/2018 → 08/2019
    Pfsi Investment Inc.
    Sugar Land, TX
  • 11/2017 → 04/2020
    Jordan Cove Lng, Llc
    Houston, TX
  • 08/2017 → 11/2017
    Blazek & Vetterling Llp
    Houston, TX
  • 05/2017 → 08/2017
    Unemployed
    Houston, TX
  • 06/2014 → 05/2017
    Hines Limited Partnership
    Houston, TX
  • 10/2017 → Present
    Primerica Financial Services
    Bellaire, TX
  • 05/2020 → Present
    Bellaire, TX
Previous Registrations
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-29
S63 Uniform Securities Agent State Law Examination 2018-05-01
  • S65 Uniform Investment Adviser Law Examination
    2018-10-29
  • S63 Uniform Securities Agent State Law Examination
    2018-05-01
Other Names
  • Alicia Smith
  • Alicia S Smith

View on SEC IAPD

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