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Randal A Brotherhood

Robert W. Baird & Co. Incorporated

Sheboygan, WI

CRD 6920752

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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2019-02-05
  • WI RA
    APPROVED
    Since 2019-02-05

Branch Locations

2048 Kohler Memorial Drive, Sheboygan, WI 53081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Molecular Biology Resources Milwaukee WI 03/2007 02/2018
Baird Mequon WI 02/2018 Present
  • 03/2007 → 02/2018
    Molecular Biology Resources
    Milwaukee, WI
  • 02/2018 → Present
    Baird
    Mequon, WI
Other Businesses

I am currently listed as the owner of an LLC (SocialNova, LLC) however the business is no longer functioning. The business helped clients with online marketing and website maintenance. It had no employees and currently has no clients.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-04
  • S66 Uniform Combined State Law Examination
    2019-02-04

View on SEC IAPD

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