Joseph John Dallo

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → Present
  United State Patent And Trademark Office
  Detroit, MI
• 07/2017 → Present
  World Financial Group
  West Bloomfield, MI
• 07/2017 → Present
  Dallo Estate Planning, Pllc
  Commerce Township, MI
• 05/2018 → Present
  Lpl Financial Llc
  Farmington Hills, MI

Other Businesses

1- 5/21/2018 - Financial Focus - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/18/2018 - 160 Hours Per Month/8 Hours During Securities Trading 2- 5/21/2018 - United States Patent and Trademark Office - Not Investment Related - Detroit, MI - Outside/W-2 Employment - Primary Patent Examiner - Started 7/16/2012 - 160 Hours Per Month/0 Hours During Securities Trading 3- 7/30/2018 - Dallo Estate Planning, PLLC - Investment Related - Home Based - Other-Attorney - Attorney - Start Date: 07/07/2017 - 12 Hours Per Month/2 Hours During Securities Trading - Estate planning law. 4- 03/21/2019 - Dallo Financial, LLC - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:03/19/2019 - 160 hrs/mo - 160 hrs during trading. 5- 04/22/2019 - D.A.T. Ventures, LLC - Not investment related -Troy, MI 48084 - Outside/W-2 Employment - start date:05/01/2019 - 4 hrs/mo - 0 hrs during trading - legal advisor. 6- 5/4/2020 - No Business Name - Not Investment Related - Home Based - Other-Referral - Attorney - Started 11/01/2019 - 2 Hours Per Month/0 Hours During Securities Trading - Referring people that are not current securities related clients to other attorneys. 7- 03/29/2022 - Luxury Vacations LLC - Investment Related - Davenport, FL 33897 - Real Estate Rental - Start Date - 08/01/2022 - 2 Hours Per Month/ 0 Hours During Securities Trading 8- 08/21/2023 - No Business Name - Mortgage/Real Estate Services - Investment Related - At Reported Business Location(s) - Start Date 08/21/2023 - 20 Hours Per Month/ 4 Hours During Trading 9- 11/30/2023 - National Mortgage Home Loans - Mortgage/Real Estate Services - Mortgage Services - Investment Related - Troy, MI - Start Date 11/20/2023 - 8 Hours Per Month/ 2 Hours During Trading 10- 01/08/2024 - Other - Ghostwriter - Not Investment Related - Troy, MI - Start Date 12/18/2023 - 4 Hours Per Month/ 0 Hours During Trading 11- 04/30/2026 - MTH CPAS LLC - Tax Prep/Accounting/CPA - Investment Related - Troy, MI - Start Date 05/01/2026 - 10 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2018-07-06