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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-12
CO RA APPROVED 2021-05-04
VA RA APPROVED 2021-04-03
DC RA APPROVED 2020-08-20
MD RA APPROVED 2018-11-21
  • TX RA
    APPROVED
    Since 2026-08-12
  • CO RA
    APPROVED
    Since 2021-05-04
  • VA RA
    APPROVED
    Since 2021-04-03
  • DC RA
    APPROVED
    Since 2020-08-20
  • MD RA
    APPROVED
    Since 2018-11-21

Branch Locations

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Boulder, CO • United States

2950 E. Harmony Road Suite 250, Fort Collins, CO 80528 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Fort Collins CO 03/2018 07/2018
Raymond James Financial Services, Inc. Fort Collins CO 07/2018 05/2022
Ernst & Young Llp Mclean VA 09/2015 03/2018
Steward Partners Investment Advisory Llc Fort Collins CO 03/2018 Present
Steward Partners Global Advisory, Llc Fort Collins CO 03/2018 Present
Steward Partners Investment Solutions, Llc Ft. Collins CO 05/2022 Present
  • 03/2018 → 07/2018
    Raymond James Financial Services, Inc.
    Fort Collins, CO
  • 07/2018 → 05/2022
    Raymond James Financial Services, Inc.
    Fort Collins, CO
  • 09/2015 → 03/2018
    Ernst & Young Llp
    Mclean, VA
  • 03/2018 → Present
    Fort Collins, CO
  • 03/2018 → Present
    Steward Partners Global Advisory, Llc
    Fort Collins, CO
  • 05/2022 → Present
    Steward Partners Investment Solutions, Llc
    Ft. Collins, CO
Other Businesses

(1)Name of Business: Address: 2950 E. Harmony Road, Suite 250, Fort Collins, CO, 80528, United States Activity Type: Accounting/CPA Position/Title: Other Investment Related: No Start Date: 03/12/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Licensed CPA. Not actively using in business activities. (2)Name of Business: Address: 1021 N Garfield Street, Unit B44, Arlington, VA, 22201, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 02/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Landlord: Renting out a condominium unit (6-12 month lease). (3)Name of Business: Slatkin Financial Address: 2580 E. Harmony Road, Suite 301, Fort Collins, CO, 80528, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No; Start Date: 06/25/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (4)Name of Business: Steward Partners Global Advisory Address: 1776 I St NW Ste 700, Washington, DC, United States Activity Type: Support Company - Non Owner Position/Title: Investment Related: No Start Date: 03/12/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Wealth Management Associate (5) Name of Business: Steward Partners Investment Advisory, LLC Address: 1776 I St NW Ste 700, Washington, DC, United States Activity Type: Independent RIA Position/Title: Investment Related: No Start Date: 03/12/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Wealth Management Associate

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-08
  • S66 Uniform Combined State Law Examination
    2018-11-08
Designations
Other Names
  • Robert Slatkin

View on SEC IAPD

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