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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-12 |
| CO | RA | APPROVED | 2021-05-04 |
| VA | RA | APPROVED | 2021-04-03 |
| DC | RA | APPROVED | 2020-08-20 |
| MD | RA | APPROVED | 2018-11-21 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Boulder, CO • United States
2950 E. Harmony Road Suite 250, Fort Collins, CO 80528 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Fort Collins | CO | 03/2018 | 07/2018 |
| Raymond James Financial Services, Inc. | Fort Collins | CO | 07/2018 | 05/2022 |
| Ernst & Young Llp | Mclean | VA | 09/2015 | 03/2018 |
| Steward Partners Investment Advisory Llc | Fort Collins | CO | 03/2018 | Present |
| Steward Partners Global Advisory, Llc | Fort Collins | CO | 03/2018 | Present |
| Steward Partners Investment Solutions, Llc | Ft. Collins | CO | 05/2022 | Present |
(1)Name of Business: Address: 2950 E. Harmony Road, Suite 250, Fort Collins, CO, 80528, United States Activity Type: Accounting/CPA Position/Title: Other Investment Related: No Start Date: 03/12/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Licensed CPA. Not actively using in business activities. (2)Name of Business: Address: 1021 N Garfield Street, Unit B44, Arlington, VA, 22201, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 02/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Landlord: Renting out a condominium unit (6-12 month lease). (3)Name of Business: Slatkin Financial Address: 2580 E. Harmony Road, Suite 301, Fort Collins, CO, 80528, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No; Start Date: 06/25/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (4)Name of Business: Steward Partners Global Advisory Address: 1776 I St NW Ste 700, Washington, DC, United States Activity Type: Support Company - Non Owner Position/Title: Investment Related: No Start Date: 03/12/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Wealth Management Associate (5) Name of Business: Steward Partners Investment Advisory, LLC Address: 1776 I St NW Ste 700, Washington, DC, United States Activity Type: Independent RIA Position/Title: Investment Related: No Start Date: 03/12/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Wealth Management Associate
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-08 |
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