Best Investors Account Sign in

Thoa Ngoc Tran Algan

Wells Fargo Clearing Services, LLC

San Jose, CA

San Jose, CA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-08-10
  • CA RA
    APPROVED
    Since 2018-08-10

Branch Locations

6465 Almaden Expy, San Jose, CA 95120 • United States

50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na San Jose CA 02/2018 Present
Wells Fargo Clearing Services Llc San Jose CA 02/2018 Present
Citibank Los Altos CA 09/2011 09/2017
Homemaker San Jose CA 09/2017 02/2018
  • 02/2018 → Present
    Wells Fargo Bank Na
    San Jose, CA
  • 02/2018 → Present
    Wells Fargo Clearing Services Llc
    San Jose, CA
  • 09/2011 → 09/2017
    Citibank
    Los Altos, CA
  • 09/2017 → 02/2018
    Homemaker
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-10
  • S66 Uniform Combined State Law Examination
    2018-08-10
Other Names
  • Thoa Ngoc Tran
  • Thoa Algan

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
PFG ADVISORS
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
EQUITABLE ADVISORS, LLC
ROLO VENTURES MANAGEMENT LLC
TIGER & BULLDOG MANAGEMENT, LLC
HICKOK ADVISORY, LLC
KAIZEN FINANCIAL STRATEGIES, LLC

Other Investors

Ryan Leiby
Adrian Baker
Bianca N. Cross
Jonathan A Stoft
BAO DINH
Luke Maura
BEN Wolff KRUGMAN
DANIEL ROY OWENS

Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

More in San Jose, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor