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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • MD RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

2101 Gaither Rd Ste 600, Rockville, MD 20850 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life St. Paul MN 03/2018 08/2023
Securian Financial Services Inc. St. Paul MN 03/2018 08/2023
Financial Advantage Rockville MD 03/2018 Present
U.S. Food And Drug Administration (Fda) Silver Spring MD 03/2008 03/2021
Cetera Wealth Services, Llc Rockville MD 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 03/2018 → 08/2023
    Minnesota Life
    St. Paul, MN
  • 03/2018 → 08/2023
    Securian Financial Services Inc.
    St. Paul, MN
  • 03/2018 → Present
    Financial Advantage
    Rockville, MD
  • 03/2008 → 03/2021
    U.S. Food And Drug Administration (Fda)
    Silver Spring, MD
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Rockville, MD
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2018-06-14 → 2023-08-10
    Securian Financial Services, Inc.
    Rockville, MD
    St. Paul, MN
Other Businesses

1) FINANCIAL ADVANTAGE BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/01/2018 ADDRESS: , Rockville MD , United States DESCRIPTION: Agent/Broker 2) NAME OF OTHER BUSINESS: MONTGOMERY COLLEGE, INVESTMENT RELATED: NO, ADDRESS: 20200 OBSERVATION DR, GERMANTOWN, MD 20876 NATURE OF BUSINESS: EDUCATION, START DATE: 09/2023, POSITION/TITLE/RELATIONSHIP: INSTRUCTOR APX NUMBER OF HOURS PER WEEK: 3, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: EDUCATION REGARDING RETIREMENT PLANNING; 3)NAME OF OTHER BUSINESS: FINANCIAL ADVANTAGE ASSOCIATES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 04/2018 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES, SALE AND SERVICE OF FIXED INSURANCE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-06
  • S66 Uniform Combined State Law Examination
    2018-06-06

View on SEC IAPD

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