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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-09-13 |
| CA | RA | APPROVED | 2013-05-13 |
Branch Locations
26135 Carmel Rancho Blvd Ste E-200, Carmel, CA 93923 • United States
301 University Ave [Vd-Rbo], Palo Alto, CA 94301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Pasadena | CA | 05/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Pasadena | CA | 11/2016 | Present |
SPEEDY DRAIN; NON INV RELATED; MONTEREY, CA; PLUMBING; 10% OWNERSHIP; START DATE 01/01/2018; 0 HR/MO; 0 DURING TRADING; DUTIES: BOOK KEEPING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-20 |
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