Frank Carl Dimicelli

Employer firm

Compass Financial Group CRD 328412

$91.6M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2018 → 07/2019
  Regal Investment Advisors
  Kentwood, MI
• 09/2023 → Present
  Compass Financial Group
  Windcrest, TX
• 09/2006 → Present
  Compass Financial Group
  Windcrest, TX
• 07/2019 → 01/2024
  Brookstone Wealth Advisors, Llc
  Windcrest, TX

Previous Registrations

• 2019-07-16 → 2024-01-10
  Brookstone Wealth Advisors, Llc
  San Antonio, TX
  Windcrest, TX
  Windcrest, TX
• 2018-03-16 → 2019-07-15
  Regal Investment Advisors Llc
  San Antonio, TX

Other Businesses

(1.) 2QUEENB'S LLC; NON INVESTMENT RELATED; 115 W. COURT STREET, SEGUIN TX 78155; JEWELRY WHOLESALING; OWNER; STARTED 10/2013; 0 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; WHOLESALE JEWELRY SALES. (2.) BLING LLC; NON INVESTMENT RELATED; 115 W. COURT STREET, SEGUIN TX 78155; RETAIL SALES; OWNER; STARTED 10/2010; 0 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; RETAIL SALES. (3.) CROSSROADS CHURCH; NON INVESTMENT RELATED; 3455 W. US HWY 90, SEGUIN TX 78155; CHURCH BOARD MEMBER; MEMBER; STARTED 10/2011; 0 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; MEET WITH OTHER BOARD MEMBERS TO DISCUSS OVERALL WELL BEING OF THE CHURCH. (4.) INDEPENDENT INSURANCE AGENT; INVESTMENT RELATED; 563 BIELENBURG PKWY, STE. 105, WOODBURY, MN 55125; INSURANCE; STARTED 12/2015; 0 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFER SALE OF INSURANCE PRODUCTS. (5.) BRACELLI PROPERTIES, LLC; NON INVESTMENT RELATED; 115 W. COURT STREET, SEGUIN TX 78155; START DATE JUNE 1999 OWNER; 0 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; (6.) WORLD'S 1ST HEALTHY COFFEE LLC; NON INVESTMENT RELATED; 115 W. COURT STREET, SEGUIN TX 78155; START DATE JUNE 1999 OWNER; 0 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; (7.) TODAY YOUR HEALTH AND YOU LLC; NON INVESTMENT RELATED; 115 W. COURT STREET, SEGUIN TX 78155; JUNE 1999 OWNER; 0 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-02-11