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Michelle Williams

Rockefeller Financial LLC

Chicago, IL

Grand Rapids, MI

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-10-02
  • MI RA
    APPROVED
    Since 2025-10-02

Branch Locations

222 West Adams Suite 2450, Chicago, IL 60606 • United States

45 Ottawa Ave Sw, Suite 700, Grand Rapids, MI 49503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Grand Rapids MI 02/2018 01/2024
Plante Moran Financial Advisors Grand Rapids MI 08/2012 12/2017
Rockefeller Financial Llc Grand Rapids MI 01/2024 Present
  • 02/2018 → 01/2024
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Grand Rapids, MI
  • 08/2012 → 12/2017
    Plante Moran Financial Advisors
    Grand Rapids, MI
  • 01/2024 → Present
    Rockefeller Financial Llc
    Grand Rapids, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-02
  • S66 Uniform Combined State Law Examination
    2025-10-02
Other Names
  • Michelle Cathleen Ennis

View on SEC IAPD

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GUGGENHEIM INVESTMENTS · CHICAGO, IL
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