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Nicholas Merrick Reschly

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wilmington, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-02-14
NC RA APPROVED 2018-11-02
  • TX RA
    APPROVED
    Since 2019-02-14
  • NC RA
    APPROVED
    Since 2018-11-02

Branch Locations

1123 Military Cutoff Rd, Wilmington, NC 28405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2018 07/2018
Northwestern Mutual Investment Services Llc Wilmington NC 04/2018 07/2018
University Of North Carolina At Chapel Hiill Chapel Hill NC 08/2013 05/2017
Southport Marina Inc Southport NC 05/2015 03/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilmington NC 07/2018 Present
Bank Of America, N.A. Wilmington NC 08/2018 Present
  • 04/2018 → 07/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2018 → 07/2018
    Northwestern Mutual Investment Services Llc
    Wilmington, NC
  • 08/2013 → 05/2017
    University Of North Carolina At Chapel Hiill
    Chapel Hill, NC
  • 05/2015 → 03/2018
    Southport Marina Inc
    Southport, NC
  • 07/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Wilmington, NC
  • 08/2018 → Present
    Bank Of America, N.A.
    Wilmington, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-01
  • S66 Uniform Combined State Law Examination
    2018-11-01
Other Names
  • Nicholas Reschly
  • Nic Reschly

View on SEC IAPD

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Other Investors

MATTHEW STEPHEN BENNETT
Gary R Bechtold
EDWARD MONTGOMERY KNOX
TIMOTHY CALHOUN GRAY
EMILY ROGERS HARVEY
CHARLES WARREN MINTZ
Savannah Castor King
JOHN DAVID THOMAS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC

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