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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-10-20
  • OH RA
    APPROVED
    Since 2020-10-20

Branch Locations

24500 Chagrin Blvd. Suite 200, Beachwood, OH 44122 • United States

Sherrodsville, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The University Of Akron Akron OH 06/2013 05/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2018 10/2020
Northwestern Mutual Investment Services Llc Akron OH 09/2018 04/2019
Northwestern Mutual Investment Services Llc Canton OH 10/2019 10/2020
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2020 10/2020
Guardian Life Insurance Company Beachwood OH 10/2020 Present
Park Avenue Securities Beachwood OH 10/2020 Present
Guardian Life Insurance Company Sherrodsville OH 06/2024 Present
Park Avenue Securities Sherrodsville OH 06/2024 Present
  • 06/2013 → 05/2018
    The University Of Akron
    Akron, OH
  • 04/2018 → 10/2020
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2018 → 04/2019
    Northwestern Mutual Investment Services Llc
    Akron, OH
  • 10/2019 → 10/2020
    Northwestern Mutual Investment Services Llc
    Canton, OH
  • 02/2020 → 10/2020
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 10/2020 → Present
    Guardian Life Insurance Company
    Beachwood, OH
  • 10/2020 → Present
    Park Avenue Securities
    Beachwood, OH
  • 06/2024 → Present
    Guardian Life Insurance Company
    Sherrodsville, OH
  • 06/2024 → Present
    Park Avenue Securities
    Sherrodsville, OH
Other Businesses

1) Power of Attorney for Christopher Ericksen, Start: 09/25/2018, Address: 6211 Fable Rd. SW Sherrodsville, OH 44675, .5 total hours per month; 0 during securities trading hours, Not Investment related, No annual compensation, 2) Ericksen Property Management-LLC to own rental properties, Start: 12/15/2022, Address: 6211 Fable Rd. SW Sherrodsville, OH 44675, 4 total hours per month; 0 during securities trading hours, Investment related, No annual compensation,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-11-08
  • S63 Uniform Securities Agent State Law Examination
    2019-11-08
Other Names
  • Stephen F Ericksen
  • Stephen F Ericksen
  • Stephen Ericksen

View on SEC IAPD

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