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Rachel Christina Geringer

D.A. Davidson & Co.

Gig Harbor, WA

Seattle, WA

Tacoma, WA

CRD 6919529

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Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-03
WA RA APPROVED 2023-10-03
  • TX RA
    APPROVED
    Since 2023-10-03
  • WA RA
    APPROVED
    Since 2023-10-03

Branch Locations

Gig Harbor, WA • United States

Columbia Center, 701 5Th Avenue Suite 4050, Seattle, WA 98104 • United States

1145 Broadway Suite 1320, Tacoma, WA 98402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Green Lake Presbyterian Church Seattle WA 09/2016 02/2018
The Veritas Forum Seattle WA 01/2017 08/2017
Self Employed Gig Harbor WA 01/2010 09/2016
Kms Financial Seattle WA 02/2018 11/2020
Securities America, Inc. Lavista NE 11/2020 06/2023
D.A. Davidson & Co. Gig Harbor WA 06/2023 Present
  • 09/2016 → 02/2018
    Green Lake Presbyterian Church
    Seattle, WA
  • 01/2017 → 08/2017
    The Veritas Forum
    Seattle, WA
  • 01/2010 → 09/2016
    Self Employed
    Gig Harbor, WA
  • 02/2018 → 11/2020
    Kms Financial
    Seattle, WA
  • 11/2020 → 06/2023
    Securities America, Inc.
    Lavista, NE
  • 06/2023 → Present
    D.A. Davidson & Co.
    Gig Harbor, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-02
  • S66 Uniform Combined State Law Examination
    2023-10-02

View on SEC IAPD

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